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OSU RESEARCH
INCENTIVE PROGRAMS

Research Equipment Reserve Fund (RERF)


Current Solicitation

FALL 2009

PROPOSAL DEADLINE: Monday, October 26, 2009                                                                **Please note: proposals must be submitted electronically. See application procedures for details.**
Award Announcement: Approximately Friday, January 8, 2010

 

Contents


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Description

Research Equipment Reserve Funds (RERF) may be used to acquire, repair, renovate, or improve EQUIPMENT directly used for research. The equipment may be inventoried capital equipment (technically defined as =>$5,000 per unit), or fabricated capitalized equipment.

As a general guideline, the Research Council will NOT review RERF competitive proposals for LESS than $7,500, UNLESS a safety issue is involved and the department head/dean can provide a compelling explanation as to why a central contribution is appropriate. Similarly, proposals requesting equipment acquisitions that EXCEED $100,000 must be able to demonstrate a multi-investigator and/or multi-college impact that will clearly promote the institutional strategic plan. These large dollar-value requests will also be evaluated on the uniqueness of the proposed capability within OSU.


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Eligibility

Faculty with the rank of instructor and above are eligible to serve as Principal Investigator. The Research Office does not restrict Research Associates from serving as Principal Investigator; however, some colleges do. Therefore, approval by the dean of the unit must be received prior to submission of a proposal to the program. Faculty with courtesy appointments may serve as Co-Principal Investigator (Co-PI) only.

The Research Council is interested in supporting new faculty. However, new faculty with uncommitted Research Office start-up funds are not eligible for consideration.

Principal Investigators/Co-PIs may receive an award from RERF only one time in a 24-month period. Principal Investigators/Co-PIs who reapply after the 24-month period are only eligible if the required final report from the previous award was submitted (see "Other Requirements").


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Award Information

Award amounts vary, and the budget for each competition will depend upon available funds. The Research Office budgets a total of approximately $800K per year for these competitive distributions, but the actual amount will vary depending upon the magnitude of start-up funds awarded/spent and upon expenditures supporting successful federal equipment proposals.

Applicants will be notified via email of award decisions by the announcement date listed at the top of this page. For a detailed list of prior awards see OSU Incentive Programs: Award Recipients: Funded Proposals.


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Matching Funds

Each application must show at least 20% cost sharing from the department, college, or other funds. Grant funds may be used for cost sharing, but RERF money may not replace funds originally budgeted in the grant to purchase the requested piece of equipment.

Grant funds contracted through National Laboratories (i.e. Pacific Northwest National Laboratory or Lawrence Livermore) and some types of EPA Cooperative Agreements may not be used as matching funds. These organizations retain ownership of equipment purchased with their funds.


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Use of Funds

The following provides common examples of eligible and ineligible items based on recent proposals submitted to this program:

Budget items ELIGIBLE for support

  • Research EQUIPMENT may be:
    • Inventoried capital equipment (technically defined as =>$5,000 per unit)
    • Fabricated capitalized equipment
      • Signed OSU Fabricated Equipment Unit Pre-approval Form is REQUIRED (if applicable)

Budget items NOT ELIGIBLE for support

  • New equipment that has been previously purchased, encumbered or already on-site.
  • Software (regardless of cost) purchased that is not an integral component of an instrument. That is, if software is invoiced separately from an instrument or appears on an invoice as a separate line item with a unit cost associated with it, we cannot use RERF funds to pay the invoice.

(In most cases, software (excluding the operating system if it is included in the base price for the system) and peripherals, (i.e. printers, plotters, scanners) cannot be purchased using RERF funds unless the individual peripheral fits within the definition of “capital equipment”)

  • Personal computers/workstations (regardless of cost).
  • Construction and building renovations (i.e. fume hoods, permanent lab benches)
  • Improvements Other Than Building (IOTB).

    (Examples of IOTB might include concrete pads to be used as storage or staging areas, installation of fencing, (chain link enclosures) and construction of flumes or similar experimental structures). 

  • Labor costs to set up or build an instrument or piece of equipment.

    (If the investigator is proposing to build an instrument or piece of equipment, RERF funds cannot be used to cover labor costs, nor can labor costs be used to meet the matching requirement of the RERF program. The one exception to this rule occurs when an organizational unit has a billing mechanism that allows that unit to develop an audit trail identifying those hours and dollars spent specifically on the construction task. Most units at OSU do not have the accounting mechanisms set up to accomplish this).

  • Shipping costs
  • Training costs associated with learning how to operate or use the new equipment.

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Application Procedure

The RERF application form is available in MS Word format. If you are unable to access this form, contact the Research Office at 541-737-8390 to request a hard copy. Please allow one week for delivery.

  1. Download the MS Word file and complete all sections of the application form.
    • Complete items 1-7 within the space provided.
  2. Include the following supporting documentation with the MSWord or PDF file.
    • Items 8-11, limit to three (3) additional pages (single-spaced, 12 pt font, 1 inch margins) to provide the information requested.
    • Item 12, detailed budget for total cost (RERF request plus matching funds) of equipment. It is strongly recommended that you provide equipment specifications, descriptions and cost quotes for the proposed equipment (limit 4 pages).
    • Item 13, SIGNED OSU Fabricated Equipment Unit Pre-approval Form (required, if applicable) and basic schematic diagram which demonstrates how the parts work together.
    • Item 14, one-page summary resume for the Principal Investigator.
    • Item 15, "letters of endorsement" from individuals (non Co-PIs) who are in unique positions to comment on the merit of the proposal (optional).
  3. Obtain signatures (REQUIRED).
    • Item 5, from the individuals authorizing matching funds.
    • Item 7, from the Principal Investigator, Department Head/Chair and College Dean.
  4. Submit the completed proposal packet.
    • Email the completed MSWord or PDF file with supporting documentation (no signatures) to debbie.delmore@oregonstate.edu by 5:00 P.M. on the deadline date.
    • Print one (1) original paper copy WITH SIGNATURES (including signatures authorizing matching funds) and deliver to the Research Office, A312 Kerr Administration Building by 5:00 P.M. on the deadline date.

Incomplete proposal packets will not be considered for funding.


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Deadlines

All application materials, MSWord or PDF file and printed copy (including supporting documentation and ALL signatures), must be received at the Research Office, A312 Kerr Administration Building, by the deadline indicated at the top of this page.


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Review Procedure

The Research Office reviews all proposals for eligibility. Requests, or eligible portions of requests, that qualify as capital equipment are then given to the Research Council for competitive review and evaluation. The Research Council provides a prioritized list of recommendations for funding to the Vice President for Research based on the quality of the proposals as reflected in the review criteria. The Vice President for Research will award equipment grants based on available funds.


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Review Criteria

The Research Council is composed of faculty members appointed by the Faculty Senate Executive Committee who represent the diversity of the University's research enterprise. Proposals that describe the science and equipment needs to this general audience, providing clear explanations of the purpose, importance and justification of the need for this equipment, and avoiding the use of jargon and unexplained acronyms, will fare better than those written to reviewers from a highly focused discipline perspective.

The Research Council evaluates each proposal using the following criteria: (Not in Order of Importance)

Scientific Merit

  • Does the proposal provide a compelling argument for both the equipment and resulting research?
  • Is the requested equipment crucial?
  • Does the equipment provide a new/unique capability, previously unavailable at the University?
  • Does the equipment replace or upgrade existing capabilities that are required for OSU investigators to be competitive for national/international funding?

Leverage

  • Does the equipment support other opportunities for funding? If so, list the potential funding sources.
  • Does it improve chances for funding from existing sources?
  • Does it allow researchers to change directions towards work that is likely to be funded?
  • Does the PI have a track record of using OSU Research Office funding to obtain additional grants and contracts?

Multiple Uses

  • Will the equipment benefit more than one investigator, or more than one research group?

Need

  • Does the equipment replace obsolete, but essential equipment?
  • Is the request for emergency repairs on high priority equipment?

Undergraduate Research

  • Does the equipment contribute to research involving undergraduates?

Reporting

  • If the investigator(s) has received previous funding from the research office, have all required reports been appropriately completed? (see "Other Requirements")

Industrial Collaboration

  • Does the equipment promote collaboration with industry?

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Other Requirements

For those investigators receiving awards, a final report will be due within 6 months of equipment procurement / repair / construction.

The report should contain the following information:

  1. Header:  including Award Information (type, date of award, amount of award), Proposal Title/Instrument, PI, Co-PIs, Department.
  2. Final budget statement describing how the RERF funds were expended.
  3. A brief summary of the scholarly work/activities made possible as a result of the RERF funding.
  4. A brief summary of any additional scholarly activities the RERF funding made possible for the investigator(s).
  5. List all external funding requests (i.e. proposals) that have been developed and submitted as a result of the RERF funding.

Please submit the report electronically to Debbie Delmore, Coordinator of Special Programs at debbie.delmore@oregonstate.edu.

Recipients who fail to submit the required report will be ineligible to receive future funding from the Research Office Incentive Programs.


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For More Information

Contact Debbie Delmore, Research Office at: | debbie.delmore@oregonstate.edu | 541-737-8390


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