Deescalating
Conflict and Negotiating Constructively:
Transforming
Situations from Competition and Contention
(Individual Gain) to Collaborative Problem-Solving (Mutual Gain)
by Gregg Walker, Department
of Speech Communication, Oregon State University
In some conflicts and disputes, a contending
strategy is preferable. But most conflicts seem resolved best through
problem-solving. Individuals are more likely to honor agreements
generated through problem-solving; a process in which they participate
actively in decision-making and "own" part of the solution. But we
will likely encounter people who respond to conflict competitively; how
can we convert competition into collaboration? Here are some ideas.
1. Establish
ground rules. Prior to negotiating substantive issues,
you should negotiate procedures, or "negotiate about negotiation."
In a collaborative environment, people can/should be open about negotiation
and decision-making process. Recognize structural features and constraints
and explore the possibilities of change.
2. Propose
a "learning" perspective. Conflicts and disputes are often
challenging to work through. A benefit to the challenge is the learning
that can occur, about the issues, the parties, and the relationship.
If disputants see the conflict interaction as a mutual or joint learning
opportunity, they may be more inclined to collaborate.
3. Make
trust an overt issue. Some reasonable level of trust is
critical to collaboration. You can build trust by discussing why
parties may not trust one another, and what parties can do to earn and
display trust. You can begin by asking others to express concerns
about your trustworthiness.
4 Share
information. Focus on interests and concerns. Model
interest-disclosing behavior. Minimize ambiguity and uncertainty.
5 "Talk
about talk." Communicate about the dispute settlement
and interaction process. Take stock from time to time about the collaborative
process you are using and how well it is working. Discuss how you
are communicating and what parties are learning from one another.
6. Commit
to constructive, competent communication. This involves
the following:
-
Active listening
(including paraphrasing). This includes withholding judgments until
one understands the other's positions and interests.
-
Relevant self-disclosure
of information and reactions.
-
Check your perceptions.
-
Describe behavior
and indicate how you are reacting to that behavior.
-
Use "I" messages.
-
Criticize and evaluate
constructively.
7. Be
sensitive to language and definition. Anticipate possible
meanings and interpretations. Reframe issues, interests, and concerns
in order to transcend differences and locate some common ground.
For example, "conflict resolution" may be reframed as conflict "management"
or "situation improvement."
8. Value
disagreement; argue collaboratively and constructively.
Respect diversity of opinions. Encourage inquiry and disagreements
that stem from interests. Keep arguments focused on issues rather
than on people. Supporting "raising doubts" and "constructive skepticism."
9. Try
to understand the views of others. This is enhanced by:
-
Role reversal
- examining and attempting to understand the issues from the other
party's/parties' perspective.
-
Bilateral focus
- a variation of role reversal, parties share with one another perceptions
about what the other is feeling, thinking, interpreting, and thinking.
-
Imaging - Each
party indicates how it see itself, how it sees the other, how it thinks
the other party would describe it, and how it thinks the other party views
itself. The information is shared.
-
Mirroring - a
third party interviews the conflicting parties about the difficulties of
working together, shares this information
in a joint session, and facilitates discussion.
10. Arrange
consequences. Negotiate outcomes that will occur if someone
violates the ground rules, withdraws from the negotiation, breaks an agreement,
or moves away from a collaborative strategy. Consequences may involve:
-
Employing protective
contracts. A prenegotiation agreement stipulating consequences
may establish a foundation for collaboration.
-
Employ contentious behaviors
to prompt the other to take the problem-solving process
seriously.
-
If necessary, escalate
the conflict to generate a perception of interdependence.
11. Monitor
and model behavior. Take stock
of the appropriateness and effectiveness of your and others' behaviors.
Recognize "trained incapacities" and "URPs" when they appear.
12. Reduce
tension. Unproductive conflicts and disputes often become
highly emotional and personal. Parties become angry, frustrated, and upset.
They display strong commitments to positions, argue strenuously for their
side, and rigidity increases. When discussion turns into personal
attack, little promise remains for a productive outcome. Tensions
can be addressed via the following:
-
Tension release ar "venting"
- allow the other party to vent emotion (a "cathartic release").
-
Recognition that feelings
are authentic and legitimate; acknowledgement of the other
party's feelings and concerns. The parties
may discuss feelings without "counseling"
one another, engaging in appropriate self-disclosure.
-
Separation of the parties
- declare a recess or call a caucus.
13. Coordinate
descalation. You could encourage synchronized de-escalation,
GRIT (Graduated Reciprocation and Tension Reduction, sometimes referred
to as graduated reduction in tension). This refers to intentional
concession-making to promote reciprocal concessions (taking turns).
14. Look
at the conflict situation "systemically." Many conflicts
and disputes are mutiple issue and or mutliple party -elements connect
to other elements (e.g., coming late to meetings may relate to a perception
of lack of respect). A "systems" view can promote collaborative discussion
and actions. Systems learning techniques include:
15. Manage
and address complexity. See the conflict or dispute "systemically,"
recongizing that one issue or element is connecyed to others. Techniques
include:
-
Create a "rich picture"
of the conflict situation. Draw a picture or a "mind map"
of what you see. Share your illustration or vidualization with others.
-
Use a "single negotiating
text;" or "draft discussion text" as a starting point for dialogue.
16.
After understanding the conflict systemically,
"deconstruct" or take apart the dispute; "fractionate" or unlinking
can reduce a large, complex problem into smaller parts. Techniques
include:
-
Reduce the number of
parties on each side (this is very risky in some public policy disputes,
because those parties excluded may pursue unilateral BATNAs). A good
way to manage party numbers is to promote
"self-nomination" or selection, while requiring
a strong, demonstrated, literal commitment to the collaboration process.
-
Control the number of
physical, tangible issues involved.
-
State issues in concrete
terms rather than as principles. If a principle or policy
seems to loom as a hidden agenda, then
. . .
-
Discuss concerns over
principles; separate concrete issues from them.
-
Focus on exceptions
to principle that do not negate the principle.
-
Restrict the precedents
involved - both procedural and substantive. Try to keep single
issues from becoming major questions of precedent.
-
Divide big issues into
smaller issues; by time, by application, etc.
-
Depersonalize the issues.
Separate the people from the problems.
-
Distinguish short-term
and long-term concerns.
17. Establish
commonalities. Escalated conflicts and disputes tend to
magnify perceived differences and minimize perceived similarities.
The search for common ground seeks to increase similarities.
-
Superordinate goals
- parties look for and find common ground among their short term and/or
long term goals and reframe their diescription of the situation and these
shared interests into superordinate goals.
-
Common enemies
- the parties in conflict find a common enemy; a third party who
will gain if the disputants do not reach agreement.
Perhaps the "enemy" is the problem
itself or those who will make the decision if you do not reach a settlement.
-
Agreement on the rules,
procedures, timetables, agendas, etc.
-
Create long-term visions
of the future.
18. Convey
regard for the other parties and their values. Express
respect and grant the other parties legitimacy in the collaboration process.
Maintain sensitivity to face and identity concerns.
19. Share
power. Transfer power from the individual party to the
collaborative partnership and the process. Three dimensions of power
deserve note: strategic power, dependence power, and resource power.
In so far as possible, support parties' as decision-makers; owners of both
process and outcome. Consider the development of on-going collaborative
management groups.
20. Make
preferred options more desirable to the other party.
-
Give the other party
a "yesable" proposal. Create an option (make an offer) one
some issue that the other party will find acceptable.
-
Ask for a different
decision. Refine the demand or need: rephrase, reformulate,
repackage, reorganize. Invent options
for mutual gain.
-
Sweeten the offer rather
than intensifying the threat. Use
a "positive" frame. Rewards are often more enticing than threats.
-
Establish objective,
agreed upon standards for evaluating alternative solutions or improvements.
-
Employ appropriate integrative
solution strategies.
-
Increase decision space
or lattitude.
21. Communicate
indirectly. In some situations, direct communication may
be difficult or may not be trusted. Indirect and "covert" tactics
may be necessary, such as:
-
"Trial balloon" ideas
and options to see how the other party deals with you.
-
Backchannel contacts.
Hold informal problem-solving discussions behind the scenes. Take
a "walk in the woods," have an informal
dinner meeting at a restaurant, etc.
-
Communicate through
an intermediary (likely a messenger).
-
Send conciliatory signals.
Use a symbolic move to indicate a willingness to problem-solve
and negotiate in good faith. Cards
and gifts may symbolize a desire to work through the conflict situation.
22. Employ
a third party mediator or facilitator. Mediators promote
collaborative conflict anagement and negotiation.
[Sources include: Lewicki, Litterer, Minton,
and Saunders, Negotiation, 2nd ed., 1994; Rubin, Pruitt, and Kim,
Social Conflict, 2nd ed., 1991; Wilmot and Hocker, Interpersonal
Conflict, 5th ed., 1998; Gray, Collaborating, 1989; Fisher and
Ury, Getting to Yes, 1991; Folger, Poole, and Stutman, Working
Through Conflict, 3rd ed. 1995; and Ury, Getting Past No, 1993.]