skip page navigationOregon State University
Future Students | Current Students | Parents & Family | Faculty & Staff | Alumni | Visitors

Faculty Handbook

DOSSIER PREPARATION GUIDELINES 2008–2009

Dossiers for 2008–2009 are due in the Office of Academic Affairs no later than February 20, 2009.

Please submit the original dossier and five double-sided, binder clipped copies, assembled, and with each section clearly marked, as follows:

I. COVER PAGE

Include name of candidate, department and table of contents. All pages should be numbered.

II. FORM A

Include check list Form A found at: http://oregonstate.edu/facultystaff/handbook/promoten/forms/form_A-07.pdf.

III. CONFIDENTIALITY WAIVER (optional)

All faculty have the option of signing a “Waiver of Access” form for outside letters of evaluation. The signed original should be included in this section. A copy of the current waiver form is available at: http://oregonstate.edu/facultystaff/handbook/promoten/forms/waiver_access.doc. Execution of the waiver is voluntary. If the candidate chooses not to sign the waiver of access, include a statement to that effect in this section.

IV. POSITION DESCRIPTION

A copy of the candidate's current position description must be included. If significant shifts in assignment have occurred, earlier position descriptions should be included. With significant assignment changes, include a table that summarizes FTE distribution among primary activities over time. Refer to the “Guidelines for Position Descriptions for Academic Faculty” to describe the allocation of FTE for a faculty member.

V. CANDIDATE'S STATEMENT

The candidate should include a statement (three page maximum, 12 point font, one inch margins) that addresses the individual's contributions in the areas of teaching, advising and other assignments; scholarship and creative activity; and service.

VI. STUDENT LETTER OF EVALUATION (as appropriate)

As required by the Oregon State Board of Higher Education, students will be invited to participate in the review of faculty for promotion and tenure.

Guidelines for the Student Evaluation Letter for Inclusion in the Promotion and Tenure Dossier (approved by Faculty Senate on June 12, 2008, approved by President Ray on July 20, 2008)

The purpose of the student evaluation letter is to document the student perspective of the candidate’s effectiveness as a teacher and advisor. In order to provide the university with a consistent source of information for the process, the unit P&T committee and the unit supervisor should endeavor to organize student committees for faculty evaluation using the following process.

  1. The unit chair or head or designee requests a list of names of current and recent students, including advisees from the candidate.
  2. The unit P&T committee and the supervisor (normally unit chair or head) jointly generate an additional list of student names.
  3. The unit chair or head or designee requests letters of reference from that combined list. An attempt should be made to request input from students whose collective experience represents the profile of the teaching and advising duties of the faculty member. For example, if a faculty member teaches all undergraduate courses, it is appropriate for all letters to come from undergraduates. If the faculty member teaches a combination of courses, the students should have a combination of backgrounds that will provide sufficient information to evaluate the candidate’s performance.
  4. Letters to the students requesting the evaluative reference must inform the student as to who will see their review letters. Access to those letters will be determined by whether the candidate has signed a waiver of access. Students must also be informed that only signed letters will be used as part of the process.
  5. As a rule ½ of the letters should be from the list generated by the candidate and ½ from the list generated by the unit. There is no specific minimum number of letters required. The total number of letters should be on the order of 4-12, depending on the complexity of the candidate’s teaching duties.
  6. Units that use a series of standardized questions to help guide student input are strongly encouraged to work with Academic Affairs and OSU Legal Counsel prior to asking for information from students.
  7. Letters received from student referees are kept on file in the unit office. Consult the OSU records retention schedule for the required period the letters must be kept on file. ( http://osulibrary.oregonstate.edu/archives/schedule/admin.html .) The names of the students and the content of the letters are kept confidential if the candidate has signed a waiver of access.
  8. The unit chair or head or designee will form a student committee, whose task it is to write a letter summarizing the input from student referees. Members of this committee:
    • Should be current students.
    • As a rule, ½ should be from a list provided by the candidate and ½ from a list generated by the unit.
    • May be individuals from whom letters were solicited.
    • Should not be a current advisee of the candidate (letters from current advisees may be part of the student input).
  9. The student committee is provided with the student referee letters, student oriented teaching and advising portion of the dossier (e.g. excluding faculty peer review), plus any additional available information pertinent to their review.
  10. The student chair of the student committee is selected by the P&T committee or unit supervisor. The only duty of this committee is to write a summary letter that includes information from the student referee letters and the teaching and advising portion of the dossier.
  11. The student committee should be instructed to include in its summary the perspectives represented by all the student referee letters (e.g. not to integrate opinions into an intermediate position).
  12. All members of the committee sign the summary letter and present it to the unit P&T committee and unit supervisor. The summary letter and the names of the individuals on the student committee will be known to the candidate and P&T committee even if the candidate has signed a waiver of access.

The student committee section of the dossier must include:

  • A description of the process used in the unit for the selection of the student committee;
  • A copy of the instructions given to the students;
  • A short description of the group of students that provided letters, the nature of their relationship to the faculty member and whether the candidate or the P&T committee nominated the student to be a member of the committee; and
  • The summary letter from the student committee, signed by the members of the committee.

SAMPLE REQUEST FOR STUDENT LETTER OF EVALUATION

VII. ADMINISTRATIVE LETTERS OF EVALUATION

  • Departmental Faculty Committee Letter
  • Department Chair or Department Head Letter
  • Letters from Other Administrators with Supervisory Responsibility
  • College or Unit Promotion and Tenure Committee's Letter
  • Dean, Director, Vice President, or Vice Provost's Letter

These letters are to evaluate the relative strengths and weaknesses of the candidate's performance. If the candidate reports to, or works closely with, more than one supervisor, letters from each should be included. These letters should not simply be a restatement of evaluations at lower administrative levels. Summarize and comment on key points in the letters of evaluation solicited from qualified reviewers in the candidate's field. Evaluators should be identified only by a coded reference number or letter when referring to a comment in a confidential letter.

VIII. PROMOTION AND TENURE VITA

The vita for promotion and/or tenure review should be formatted to follow the section headings below.

A. EDUCATION AND EMPLOYMENT INFORMATION

The year, major field of study, and degree obtained from each institution should be identified. The year, location, and institution for each position held since the baccalaureate should be included in this section.

B. TEACHING, ADVISING AND OTHER ASSIGNMENTS

1. Instructional Summary

  • Credit Courses - Present a chronological listing of course numbers, term, year, and number of students enrolled.
  • Non-Credit Courses and Workshops - Present a chronological listing of noncredit courses, international training programs held in the U.S., workshops, seminars, Extension programs, and continuing education programs in which candidate has had a major responsibility. Indicate the candidate's role (program participant, program organizer, etc.).
  • Curriculum Development - List primary contributions in curriculum development and give dates (e.g. courses developed, curriculum committee service, etc.).
  • Graduate and Undergraduate Students and Postdoctoral Trainees - List current and former graduate and undergraduate students and postdoctoral trainees for whom the candidate has had a major instructional or mentoring responsibility. Indicate instructional role (major professor, graduate committee member, thesis or project mentor, etc.) and year the degree was or will be completed.
  • Team or Collaborative Efforts, If Any - Indicate special efforts undertaken to team or collaborate with another individual, group, or institution in the planning or delivery of instruction.
  • International Teaching, If Any - Identify instructional activities (short and long-term) and/or curricular developments that have taken place in countries other than the United Sates. Indicate the location, time frame, and nature of the teaching experience (i.e. workshop, seminar, course, etc.).

2. Student and Participant/Client Evaluation

Summarize all course/program evaluations with numerical ratings. Results from evaluations by learners or participants of every course taught by the candidate should be included in tabular format. The number of students/clients in the course who submitted evaluations should be identified. The summary should include an analysis of performance over time, e.g. same course by term and year, as well as comparisons of the course to department and/or college norms on important variables such as required /not required, core or elective, and level (100, 200...), etc. Letters from individual students, clients, or program participants should not be included.

3. Peer Teaching Evaluations

Peer evaluations should be based on a review of course syllabi, texts, assigned reading, examinations, class materials, and other assessments such as attendance at lectures as appropriate for the field and subject area . Peer teaching evaluations should be systematic and on-going, following unit guidelines for peer review of teaching. A letter from the peer teaching review committee that summarizes all peer teaching reviews over the evaluation timeframe should be included in the dossier.

4. Advising

Describe advising/counseling responsibilities, both formal academic advising (give number of student advisees, how often they typically meet with the adviser), and co-curricular advising (e.g. faculty adviser for student professional organization). Provide evaluations of advising performance, including dates, and describe how student input was obtained. Evaluation will consider the innovation and creativity of the services, and their effectiveness; it may be based on systematic surveys of and assessments by students and former students who received these services, when signed by the students.

5. Other Assignments

For faculty with primary responsibilities other than teaching and advising, information that identifies these duties and the indicators for assessing effectiveness should be included in this section.

  • Other Assigned Duties - Provide a paragraph which describes or summarizes the assigned responsibilities, target audience, collaborative aspects, international activities and number of individuals served.
  • Participant/Client Evaluation - Summarize evaluations highlighting the services provided and, to the extent possible, the impact of these services on identified needs.

C. SCHOLARSHIP AND CREATIVE ACTIVITY

Scholarship and creative activity are understood to be intellectual work whose significance is validated by peers and which is communicated. As specified in the Promotion and Tenure Guidelines, such work in its diverse forms is based on a high level of professional expertise; must give evidence of originality; must be documented and validated as through peer review or critique; and must be communicated in appropriate ways so as to have impact on or significance for publics beyond the University, or for the discipline itself.

1. In identifying scholarly and creative activity, use appropriate headings (e.g. refereed publications, juried exhibits, non-refereed publications).

  • Refereed papers or juried exhibitions or compositions should be listed separately from non-refereed papers or indicated with an asterisk.
  • All authors should be given in the order they appear in the paper (not "with John Smith and Kathy Brown"). Date of publication, volume, and pages must be given. When work that is the product of joint effort is presented as evidence of scholarship, clarification of the candidate's role in the joint effort should be provided in the dossier.
  • Where not obvious, the dossier should explain how the work was validated and communicated. It is also important to know the significance of the scholarship and creative activity and the stature of the sources in which they appear. These can be commented on after each listing, and discussed in letters of evaluation from the promotion and tenure committee, the Department Chair, Head, Director, or Dean.

2. For professional meetings, symposia, and conferences, note the dates, location, and role of the faculty member (e.g. organizer, chair, invited speaker, discussant, presenter). Where these are presented as scholarship or creative activity, explain the validation process and the significance or stature of the event.

3. List grant and contract support (dollar amount) along with funding agency, dates and name of principal investigator.

4. List patent awards, cultivar releases, and inventions, with titles and dates.

5. List other information appropriate to one's discipline.

D. SERVICE

Faculty service is essential to the University's success in achieving its central mission. Service is an expectation for promotion for all ranks at Oregon State University.

1. University Service
List departmental, college, and University committees (or other responsibilities), with dates.

2. Service to the Profession
List involvement with professional associations/societies, especially offices held, research advisory or review panels, and other evidence of regional, national, or international stature and service to the profession. Provide dates for all activities.

3. Service to the Public (professionally related)
List service provided to the public which is consistent with professional training and responsibilities. Provide dates. Service that is relevant to a faculty member's assignment, and which draws upon professional expertise or contributes significantly to university relations, is considered and valued in promotion and tenure decision.

4. Service to the Public (non-professionally related) (optional)
Community service not directly related to the faculty member's appointment, though valuable in itself, and ideally a responsibility of all citizens, is considered in promotion and tenure decisions to the extent that it contributes to the University.

5. If service is a significant percentage of FTE, outcomes or impact should be described.

E. AWARDS

Include awards received from professional organizations/societies, Oregon State University, civic or community groups. The nature of the award (including its stature and significance) and reason received, e.g., teaching and advising, scholarship, etc., should be identified. The awards should be grouped, to the extent possible, into the following headings.

1. National and International Awards
2. State and Regional Awards
3. University and Community Awards

IX. LETTERS OF EVALUATION

Solicited Letters of Evaluation from Outside Leaders in the Field (5 minimum, 8 maximum for professorial faculty; 4 for Faculty Research Assistants and Instructors)

Letters should generally be from leaders in the candidate's field, chosen for their ability to evaluate the candidate's scholarly work. Letters should not be solicited from co-authors, co-principal investigators, former professors, or former students. If such letters are necessary, include an explanation and state why the evaluator can be objective. Letters should generally be from tenured professors or individuals of equivalent stature outside of academe who are widely recognized in the field. External letters for professorial faculty should never be solicited from clients or others whom the candidate has directly served in his/her work. For FRA’s and Instructors, the letters can be from internal evaluators who have worked with the candidate but can objectively evaluate the candidate’s dossier. Careful consideration should be given to minimizing conflict of interest when choosing all evaluators.

The candidate may submit a list of individuals meeting these criteria and, from this list, at least three will be selected by the department chair or head (or chair of the unit's Promotion and Tenure Committee). The other reviewers are to be selected by the chair, head, dean, or faculty committee according to practices determined within the unit. All letters must be requested by the department chair, head, dean, or the unit's promotion and tenure committee chair, not the candidate. Provide a brief (paragraph) description of the outside evaluators that makes it clear that they meet the criteria. Clearly indicate which outside reviewers were chosen by the candidate. In the final dossier, no more than half of the outside reviewers can be chosen by the candidate.

A representative form letter can be found at: SAMPLE REPRESENTATIVE FORM, but any reasonable variation is acceptable. Include a copy of the actual letter used. Each reviewer should be sent a copy of the candidate's position description, candidate’s statement, and current vita. Copies of publications are not usually sent to reviewers, but may be sent at the discretion of the individual soliciting the letter. Provide a log of contacts with the reviewers, including letters and telephone calls. Letters from external reviewers should be available prior to initiating the review of the dossier.

X. OTHER LETTERS AND MATERIALS (optional)

Additional letters from sources other than administrators, unit promotion and tenure committees, the student committee, and external reviewers are not necessary. Signed letters of support or advocacy from friends, colleagues, students, and clients should be included only if they are necessary for fairness and balance. If there is some compelling reason to include such letters, the unit supervisor should write a statement identifying the significance of the letters, whether solicited or unsolicited, and the need to include them in the dossier. All letters should be letters of evaluation and should be open to the candidate. Include any other material that may be relevant to a full and fair review.

XI. CANDIDATE'S SIGNED STATEMENT

Prior to the dossier receiving its first formal review by the unit promotion and tenure committee, the candidate should sign a statement that he or she has reviewed the open part of the dossier and that it is complete and current. The candidate retains the right of access to recommendations added by deans, heads, chairs, directors, and unit promotion and tenure committees.


Future Students | Current Students | Parents & Family | Faculty & Staff | Alumni | Visitors